Compliance regulation lookup at scale

Compliance teams sit on top of a moving regulatory mountain — circulars, advisories, IRRs, third-country regulations the legal department added last quarter. The right answer to a business question exists. The hard part is producing it before the business has already shipped.

The problem

Regulators publish dense, footnoted, cross-referenced text. Internal teams ask questions in business language: "can we offer this product to clients onboarded under the simplified KYC process?" The mapping between question and regulation is non-trivial, and the cost of getting it wrong shows up in fines.

How SeekFiles AI helps

• Cross-regulation Q&A — ask one question across central-bank circulars, securities rules, and your internal AML policy.
• Cited answers to the exact section number and paragraph.
• Hybrid retrieval — captures both definitions and structured references.
• Refuses to guess — flags business questions that aren't squarely addressed.

A workflow

1. Build a "Regulatory Library" assistant. Upload central-bank circulars, securities-regulator rules, tax rulings, FATF/AML guidance, GDPR, plus internal policies and approved memos.
2. Business teams ping compliance with a question → compliance asks the assistant first → cited draft answer in seconds.
3. Quarterly: re-upload latest circulars; ask "what changed since last quarter that affects retail banking?"

What to upload

• Central-bank, securities-regulator, and tax-authority circulars
• GDPR / HIPAA (whichever apply)
• FATF and AML guidance
• Industry-specific regulations
• Your internal compliance policy and approved memos

Compliance teams shouldn't be the "slow people." SeekFiles AI makes them faster and more accurate.